Financial services and asset management
AI for wealth, asset management, private equity, banking and the Consumer Duty era.
Overview
Trovix products are built for the operational and regulatory reality of FCA- and PRA-regulated firms in 2026. That means Consumer Duty compliance, Operational Resilience and Important Business Service obligations, the SMCR senior-manager regime, and the post-Brexit divergence between UK and EU regulatory regimes.
Built for the specifics
Consumer Duty operationalisation
Trovix Reach© ships with Consumer Duty controls — vulnerable-customer detection, financial-difficulty signalling, complaint-signal handover triggers — built in. Trovix Audit© tracks compliance with the four Consumer Duty outcomes.
SYSC 4, SYSC 6 and operational resilience
Trovix Audit© operationalises SYSC obligations on systems and controls. Cost-and-usage views support Important Business Service prioritisation under PS21/3.
JMLSG and MLR 2017 alignment
Trovix Brief© is designed against the JMLSG sectoral guidance and the Money Laundering Regulations 2017 — the risk-based approach (reg. 18-19), CDD (reg. 27-28), EDD triggers (reg. 33-35).
SMCR documentation
Trovix Audit© maintains the AI-related portion of senior-manager statements of responsibility, with versioned evidence of system oversight.
Trovix products in this sector
Analyst and PM productivity
Aria© ingesting broker research, internal investment notes, fund prospectuses and KIDs.
Client onboarding and CDD
Brief© handling JMLSG-aligned CDD, sanctions and PEP screening, beneficial-ownership unwinding.
Document intelligence for operations
Sift© parsing client documents, financial statements, fund schedules, regulatory filings into structured data.
Regulatory horizon scanning
Watch© covering the FCA Handbook, PRA Rulebook, ESMA, EBA and Consumer Duty implementation regime.
Client-portal AI
Reach© answering product questions citing KID or prospectus, identifying vulnerable-customer signals per Consumer Duty.
AI governance evidence
Audit© providing FCA-defensible evidence pack for AI risk management with bias testing aligned to Consumer Duty.
FCA Handbook (PRIN, COCON, COND, CASS, COB, COBS, ICOBS, SYSC, SUP) · PRA Rulebook · MLR 2017 · JMLSG Guidance · Consumer Duty (PS22/9) · SMCR · Operational Resilience (PS21/3) · DORA · MiFID II · GDPR
